| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHARLES-LIM CAPITAL LIMITED | RO | 提供资产管理 | 2021-04-26 | - |
| Rep | 提供资产管理 | 2015-12-18 | 2021-04-26 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就证券提供意见 | 2011-07-18 | 2015-12-07 |
| Credit Suisse (Hong Kong) Limited | Rep | 就证券提供意见 | 2009-08-12 | 2011-05-20 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就机构融资提供意见 | 2008-10-09 | 2009-07-01 |
| Rep | 就证券提供意见 | 2008-10-09 | 2009-07-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-08-01 | 2008-09-29 |
| Rep | 就证券提供意见 | 2007-08-01 | 2008-09-29 |