| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-06-16 | 2013-03-04 |
| Rep | 证券交易 | 2011-06-16 | 2013-03-04 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | 2007-07-16 | 2009-02-09 |
| Rep | 就证券提供意见 | 2007-07-16 | 2009-02-09 | |
| Rep | 证券交易 | 2007-07-16 | 2009-02-09 | |
| Merrill Lynch Far East Limited | Rep | 就机构融资提供意见 | 2007-07-16 | 2009-02-09 |
| Rep | 就证券提供意见 | 2007-07-16 | 2009-02-09 | |
| Rep | 证券交易 | 2007-07-16 | 2009-02-09 |