| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2011-03-18 | 2013-01-24 |
| Rep | 证券交易 | 2011-03-18 | 2013-01-24 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2009-10-12 | 2011-02-18 |
| Rep | 证券交易 | 2009-10-12 | 2011-02-18 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 证券交易 | 2009-10-12 | 2011-02-18 |