| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2016-10-27 | 2017-10-13 |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2010-10-19 | 2016-01-21 |
| Rep | 证券交易 | 2010-10-19 | 2016-01-21 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就证券提供意见 | 2009-06-23 | 2010-06-18 |
| Morgan Stanley Asia Limited | Rep | 提供自动化交易服务 | 2007-06-25 | 2008-11-20 |
| Rep | 证券交易 | 2007-06-25 | 2008-11-20 | |
| Morgan Stanley Hong Kong Futures Limited | Rep | 提供自动化交易服务 | 2007-06-25 | 2008-11-20 |
| Rep | 期货合约交易 | 2007-06-25 | 2008-11-20 |