| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 期货合约交易 | 2011-08-08 | 2013-01-24 |
| Rep | 证券交易 | 2011-08-08 | 2013-01-24 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2008-06-05 | 2010-04-16 |
| Rep | 证券交易 | 2007-04-30 | 2010-04-16 | |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2005-04-25 | 2007-01-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2004-09-07 | 2007-01-30 |