| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| UBS SECURITIES ASIA LIMITED | Rep | 就证券提供意见 | 2017-05-05 | - |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-03-30 | 2017-01-12 |
| Rep | 证券交易 | 2015-03-30 | 2017-01-12 | |
| Rep | 就证券提供意见 | 2010-08-27 | 2015-03-30 | |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2008-10-31 | 2010-05-18 |