| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Dragon Financial Partners Limited | RO | 就机构融资提供意见 | 2016-11-28 | 2020-05-08 |
| RO | 证券交易 | 2016-11-28 | 2020-05-08 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2010-06-15 | 2012-10-19 |
| Rep | 证券交易 | 2010-06-15 | 2012-10-19 | |
| MACQUARIE CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2008-09-19 | 2010-05-03 |
| Rep | 证券交易 | 2008-09-19 | 2010-05-03 | |
| Macquarie Corporate (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2008-09-19 | 2010-05-03 |