| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | 就期货合约提供意见 | 2020-03-23 | - |
| Rep | 就证券提供意见 | 2011-07-22 | - | |
| Rep | 提供资产管理 | 2011-07-22 | - | |
| Rep | 证券交易 | 2011-07-22 | - | |
| Halbis Capital Management (Hong Kong) Limited | Rep | 证券交易 | 2007-07-26 | 2011-06-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 证券交易 | 2007-07-26 | 2011-06-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-07-15 | 2011-06-30 |
| Rep | 提供资产管理 | 2005-07-15 | 2011-06-30 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2004-11-30 | 2011-06-30 |
| Rep | 提供资产管理 | 2004-11-30 | 2011-06-30 |