| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PineBridge Investments Asia Limited | Rep | 就证券提供意见 | 2012-09-04 | 2017-02-16 |
| Rep | 提供资产管理 | 2012-09-04 | 2017-02-16 | |
| VBG Capital Limited | RO | 就证券提供意见 | 2009-02-03 | 2012-08-21 |
| RO | 提供资产管理 | 2009-02-03 | 2012-08-21 | |
| MANGO FINANCIAL LIMITED | Rep | 提供资产管理 | 2008-04-18 | 2009-02-01 |
| Rep | 就证券提供意见 | 2008-03-18 | 2009-02-01 | |
| SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2005-02-18 | 2008-02-28 |
| Joy Silver Limited | Rep | 就机构融资提供意见 | 2004-05-11 | 2005-02-16 |