| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2013-04-08 | - |
| Rep | 就证券提供意见 | 2013-04-08 | 2021-02-26 | |
| BCT Financial Limited | Rep | 证券交易 | 2011-10-28 | 2013-03-25 |
| Rep | 就证券提供意见 | 2011-06-01 | 2013-03-25 | |
| BANK CONSORTIUM TRUST COMPANY LIMITED | Rep | 就证券提供意见 | 2009-02-25 | 2011-05-31 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 证券交易 | 2008-05-13 | 2008-11-14 |
| DBS VICKERS SECURITIES ONLINE (HK) LIMITED | Rep | 证券交易 | 2008-05-13 | 2008-06-12 |