| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HARRIS FRASER (INTERNATIONAL) LIMITED | Rep | 就证券提供意见 | 2022-06-22 | 2022-06-30 |
| Rep | 证券交易 | 2022-06-22 | 2022-06-30 | |
| Towers Watson Investment Services Hong Kong Limited | Rep | 就证券提供意见 | 2019-01-31 | 2020-01-17 |
| Rep | 证券交易 | 2019-01-31 | 2020-01-17 | |
| BCT Financial Limited | Rep | 就证券提供意见 | 2011-06-01 | 2018-10-02 |
| Rep | 证券交易 | 2011-06-01 | 2018-10-02 | |
| MANULIFE (INTERNATIONAL) LIMITED | Rep | 就机构融资提供意见 | - | 2004-12-17 |
| Rep | 提供资产管理 | - | 2005-03-31 | |
| Rep | 就证券提供意见 | - | 2010-02-05 |