| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BCT Financial Limited | Rep | 就证券提供意见 | 2011-08-29 | 2013-03-02 |
| Rep | 证券交易 | 2011-08-29 | 2013-03-02 | |
| UIC FINANCIAL ADVISORS LIMITED | Rep | 就证券提供意见 | 2010-11-22 | 2011-08-08 |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2005-01-31 |
| Rep | 提供资产管理 | - | 2005-01-31 | |
| Rep | 就证券提供意见 | - | 2009-05-31 |