| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Lion Global Financial Limited | Rep | 提供资产管理 | 2013-10-21 | 2014-05-07 |
| GAYANG SECURITIES LIMITED | Rep | 证券交易 | 2010-11-22 | 2012-07-31 |
| Rep | 就证券提供意见 | 2009-03-24 | 2012-07-31 | |
| CHIEF COMMODITIES LIMITED | Rep | 就期货合约提供意见 | 2006-07-03 | 2008-11-29 |
| CHIEF SECURITIES LIMITED | Rep | 就证券提供意见 | 2006-07-03 | 2008-11-29 |