| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| iBest Consultants Limited | Rep | 期货合约交易 | 2012-09-27 | 2015-01-21 |
| Rep | 就证券提供意见 | 2012-06-27 | 2015-05-11 | |
| Rep | 证券交易 | 2012-06-27 | 2015-05-11 | |
| GAYANG SECURITIES LIMITED | Rep | 证券交易 | 2010-11-22 | 2012-06-15 |
| Rep | 就证券提供意见 | 2007-01-16 | 2012-06-15 | |
| Lion Global Financial Limited | Rep | 就证券提供意见 | 2006-03-15 | 2006-07-20 |
| oOo Securities (HK) Group Limited | Rep | 就证券提供意见 | 2006-01-20 | 2006-03-07 |