| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | 提供资产管理 | 2020-04-17 | - |
| Rep | 期货合约交易 | 2018-11-06 | - | |
| Rep | 证券交易 | 2018-11-06 | - | |
| EMPEROR SECURITIES LIMITED (HK) | Rep | 就证券提供意见 | 2013-11-25 | 2013-12-31 |
| BERICH BROKERAGE LIMITED | Rep | 证券交易 | 2011-04-20 | 2013-04-02 |
| BERICH FUTURES (H.K.) COMPANY LIMITED | Rep | 期货合约交易 | 2011-04-20 | 2013-04-02 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2008-01-25 | 2008-09-20 |
已采集记录中暂无金管局登记。