| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SILVERHORN INVESTMENT ADVISORS LIMITED | Rep | 就证券提供意见 | 2013-06-24 | 2016-12-29 |
| Rep | 提供资产管理 | 2013-06-24 | 2016-12-29 | |
| Rep | 证券交易 | 2013-06-24 | 2016-12-29 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2010-08-27 | 2013-04-30 |
| Rep | 证券交易 | 2010-08-27 | 2013-04-30 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2004-06-24 | 2008-12-05 |
| DEUTSCHE FUTURES HONG KONG LIMITED | Rep | 期货合约交易 | 2003-09-02 | 2004-06-24 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2003-09-02 | 2008-12-05 |