| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Blue Water Capital Management Limited | Rep | 提供资产管理 | 2014-09-05 | 2016-07-20 |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2009-05-14 | 2014-07-01 |
| Rep | 证券交易 | 2009-03-25 | 2014-07-01 | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2008-02-11 | 2008-11-18 |