| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| De Riva Asia Limited | RO | 期货合约交易 | 2025-11-11 | - |
| RO | 证券交易 | 2025-11-11 | - | |
| Rep | 期货合约交易 | 2013-07-22 | 2025-11-11 | |
| Rep | 证券交易 | 2013-07-22 | 2025-11-11 | |
| BGC SECURITIES (HONG KONG) LLC | Rep | 期货合约交易 | 2008-06-26 | 2013-04-13 |
| Rep | 证券交易 | 2008-02-25 | 2013-04-13 | |
| MF Global Hong Kong Limited | Rep | 证券交易 | 2007-04-30 | 2008-01-14 |
| Rep | 期货合约交易 | 2005-08-26 | 2008-01-14 | |
| MF Global Securities HK Limited | Rep | 证券交易 | 2005-08-26 | 2007-04-30 |