| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited | Rep | 证券交易 | 2011-03-25 | 2012-02-13 |
| RO | 就证券提供意见 | 2011-01-14 | 2012-02-13 | |
| BLACKROCK (HONG KONG) LIMITED | Rep | 证券交易 | 2010-01-18 | 2012-02-13 |
| BlackRock Asset Management North Asia Limited | Rep | 就证券提供意见 | 2009-06-18 | 2011-01-14 |
| Rep | 就机构融资提供意见 | 2009-06-18 | 2012-02-13 | |
| Rep | 提供资产管理 | 2009-06-18 | 2012-02-13 | |
| UBS SECURITIES ASIA LIMITED | Rep | 证券交易 | 2003-10-02 | 2009-04-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 就机构融资提供意见 | - | 2003-06-30 |
| Rep | 就证券提供意见 | - | 2003-06-30 | |
| Rep | 提供资产管理 | - | 2003-06-30 | |
| Rep | 提供自动化交易服务 | - | 2003-06-30 | |
| Rep | 证券交易 | - | 2003-06-30 |