| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Blue Owl Capital HK Limited | RO | 证券交易 | 2020-05-20 | - |
| Credit Suisse (Hong Kong) Limited | Rep | 提供资产管理 | 2019-07-08 | 2019-12-31 |
| RO | 提供资产管理 | 2018-12-03 | 2019-07-08 | |
| RO | 就证券提供意见 | 2016-09-12 | 2019-12-31 | |
| RO | 证券交易 | 2016-09-12 | 2019-12-31 | |
| Rep | 就证券提供意见 | 2016-06-06 | 2016-09-12 | |
| Rep | 证券交易 | 2016-06-06 | 2016-09-12 | |
| BLACKSTONE GROUP (HK) LIMITED, THE | RO | 证券交易 | 2008-10-14 | 2016-02-29 |
| Citigroup Global Markets Asia Limited | Rep | 提供资产管理 | 2003-04-01 | 2005-01-28 |
| Rep | 提供自动化交易服务 | 2003-04-01 | 2005-03-21 | |
| Rep | 就机构融资提供意见 | 2003-04-01 | 2008-06-02 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2008-06-02 | |
| Rep | 证券交易 | 2003-04-01 | 2008-06-02 |