| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| COMPRADOR LIMITED (HK) | RO | 就机构融资提供意见 | 2017-01-20 | 2017-11-30 |
| RO | 就证券提供意见 | 2017-01-20 | 2017-11-30 | |
| Rep | 就证券提供意见 | 2016-02-17 | 2017-01-20 | |
| Rep | 就机构融资提供意见 | 2015-04-17 | 2017-01-20 | |
| BLACKSTONE GROUP (HK) LIMITED, THE | Rep | 就机构融资提供意见 | 2010-11-08 | 2015-04-08 |
| Rep | 就证券提供意见 | 2010-07-06 | 2015-04-08 | |
| Rep | 证券交易 | 2010-07-06 | 2015-04-08 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | Rep | 就机构融资提供意见 | 2009-11-10 | 2010-05-30 |
| Rep | 就证券提供意见 | 2009-11-10 | 2010-05-30 | |
| Rep | 证券交易 | 2009-11-10 | 2010-05-30 |