| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| TENGARD FUND MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2012-04-17 | 2016-12-14 |
| Rep | 提供资产管理 | 2012-04-17 | 2016-12-14 | |
| Rep | 证券交易 | 2012-04-17 | 2016-12-14 | |
| BMI FUNDS MANAGEMENT LIMITED | Rep | 证券交易 | 2010-10-21 | 2012-01-31 |
| Rep | 就证券提供意见 | 2009-06-19 | 2012-01-31 | |
| Rep | 提供资产管理 | 2009-06-19 | 2012-01-31 | |
| Broadway Wealth Management Limited | Rep | 就证券提供意见 | 2008-09-17 | 2009-05-04 |
| Rep | 提供资产管理 | 2008-09-17 | 2009-05-04 | |
| KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | 提供资产管理 | 2006-02-24 | 2008-09-02 |
| Rep | 就证券提供意见 | - | 2008-09-02 |