| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2015-01-14 | 2015-11-20 |
| Rep | 证券交易 | 2015-01-14 | 2015-11-20 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 证券交易 | 2010-06-30 | 2014-09-12 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-06-30 | 2014-09-12 |