| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2026-06-04 | - |
| Rep | 就机构融资提供意见 | 2026-06-01 | 2026-06-04 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2026-06-01 | - |
| Rep | 证券交易 | 2026-06-01 | - | |
| Morgan Stanley Asia Limited | RO | 就机构融资提供意见 | 2018-11-01 | 2023-05-24 |
| RO | 证券交易 | 2018-11-01 | 2023-05-24 | |
| Rep | 就机构融资提供意见 | 2018-09-03 | 2018-11-01 | |
| Rep | 证券交易 | 2018-09-03 | 2018-11-01 | |
| Credit Suisse (Hong Kong) Limited | RO | 就机构融资提供意见 | 2015-12-01 | 2018-08-25 |
| Rep | 就机构融资提供意见 | 2015-09-21 | 2015-12-01 | |
| Rep | 就证券提供意见 | 2015-09-21 | 2018-08-25 | |
| Rep | 证券交易 | 2015-09-21 | 2018-08-25 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就机构融资提供意见 | 2014-10-10 | 2015-08-07 |
| Rep | 就机构融资提供意见 | 2013-03-28 | 2014-10-10 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就机构融资提供意见 | 2006-08-17 | 2015-08-07 |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2005-02-28 | 2006-08-07 |
| ANGLO CHINESE CORPORATE FINANCE, LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2005-02-21 |
| Rep | 就证券提供意见 | 2003-04-01 | 2005-02-21 | |
| Rep | 提供资产管理 | 2003-04-01 | 2005-02-21 |
已采集记录中暂无金管局登记。