| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited | RO | 就证券提供意见 | 2026-07-14 | - |
| RO | 证券交易 | 2026-07-14 | - | |
| Rep | 就机构融资提供意见 | 2026-04-23 | - | |
| Rep | 就证券提供意见 | 2026-04-23 | 2026-07-14 | |
| Rep | 证券交易 | 2026-04-23 | 2026-07-14 | |
| CCB INTERNATIONAL CAPITAL LIMITED | RO | 就证券提供意见 | 2016-06-21 | 2023-02-24 |
| RO | 证券交易 | 2016-06-21 | 2023-02-24 | |
| Rep | 就证券提供意见 | 2015-11-06 | 2016-06-21 | |
| Rep | 证券交易 | 2015-11-06 | 2016-06-21 | |
| Rep | 就机构融资提供意见 | 2015-11-06 | 2023-02-24 | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 证券交易 | 2009-11-17 | 2015-07-17 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-11-17 | 2015-07-17 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 证券交易 | 2005-06-24 | 2007-06-18 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2005-06-24 | 2007-06-18 |
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