| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2016-09-23 | - |
| RO | 期货合约交易 | 2013-05-14 | - | |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 证券交易 | 2010-08-10 | 2016-12-31 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 提供自动化交易服务 | 2009-10-15 | 2015-11-30 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | RO | 证券交易 | 2009-06-25 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2005-07-14 | 2011-12-30 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | RO | 期货合约交易 | 2004-12-03 | 2005-10-31 |
| Rep | 就期货合约提供意见 | 2003-04-01 | 2004-05-17 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-17 | |
| Rep | 期货合约交易 | 2003-04-01 | 2004-12-03 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 证券交易 | 2003-04-01 | - |
| RO | 就机构融资提供意见 | 2003-04-01 | 2004-08-26 | |
| RO | 就证券提供意见 | 2003-04-01 | 2004-08-26 | |
| RO | 提供资产管理 | 2003-04-01 | 2004-08-26 |
已采集记录中暂无金管局登记。