Wood, Simon Nicholas Lionel (SFC:AGJ116) Hong Kong SFC License Details (ID 70466)

Wood, Simon Nicholas Lionel (SFC:AGJ116) Hong Kong SFC License Details (ID 70466)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	就机构融资提供意见	2013-03-28	2017-02-10
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	就机构融资提供意见	2011-04-26	2016-12-31
MACQUARIE CAPITAL LIMITED	Rep	就机构融资提供意见	2010-07-23	2010-07-30
	Rep	证券交易	2010-07-23	2010-07-30
Macquarie Corporate (Hong Kong) Limited	Rep	就机构融资提供意见	2010-07-23	2010-07-30
MACQUARIE CAPITAL LIMITED	RO	就机构融资提供意见	2009-01-08	2010-07-23
	RO	证券交易	2009-01-08	2010-07-23
Macquarie Corporate (Hong Kong) Limited	RO	就机构融资提供意见	2009-01-08	2010-07-23
MACQUARIE CAPITAL LIMITED	Rep	就机构融资提供意见	2005-08-24	2009-01-08
	Rep	证券交易	2005-08-24	2009-01-08
Macquarie Corporate (Hong Kong) Limited	Rep	就机构融资提供意见	2005-08-24	2009-01-08
RBS Asia Corporate Finance Limited	Rep	就机构融资提供意见	2004-12-02	2005-06-06
	Rep	证券交易	2004-12-02	2005-06-06
FOX-PITT, KELTON (ASIA) LIMITED	RO	就机构融资提供意见	-	2004-09-12