| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI ASIA LIMITED | Rep | 证券交易 | 2025-07-30 | - |
| BOCI SECURITIES LIMITED | Rep | 证券交易 | 2025-07-30 | - |
| BOCI ASIA LIMITED | Rep | 就机构融资提供意见 | 2013-10-15 | - |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2013-03-28 | 2013-05-28 |
| BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED | Rep | 就机构融资提供意见 | 2010-08-03 | 2013-05-28 |
| Rep | 就机构融资提供意见 | 2007-06-14 | 2010-07-01 |