| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | RO | 期货合约交易 | 2011-06-29 | 2012-12-20 |
| UBS DERIVATIVES HONG KONG LIMITED | RO | 期货合约交易 | 2007-05-22 | 2008-11-06 |
| Rep | 期货合约交易 | 2006-10-02 | 2007-05-22 | |
| UBS SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2006-10-02 | 2008-11-06 |
| RBS Asia Futures Limited | RO | 就期货合约提供意见 | - | 2005-01-25 |
| RO | 提供资产管理 | - | 2005-01-25 | |
| RO | 期货合约交易 | - | 2006-09-30 |