| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 期货合约交易 | 2019-01-01 | - |
| Rep | 证券交易 | 2019-01-01 | - | |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | 期货合约交易 | 2010-11-10 | 2018-12-31 |
| Rep | 提供资产管理 | 2010-04-20 | 2010-07-02 | |
| Rep | 证券交易 | 2010-04-20 | 2018-12-31 | |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 证券交易 | 2009-08-10 | 2011-08-15 |
| Rep | 提供资产管理 | 2008-11-13 | 2011-08-15 | |
| BOYER ALLAN INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 提供资产管理 | 2007-09-14 | 2008-10-16 |
| LLOYD GEORGE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Rep | 证券交易 | 2004-02-23 | 2007-08-31 |
| PRUDENTIAL BROKERAGE LIMITED | Rep | 证券交易 | 2004-01-08 | 2004-01-20 |
已采集记录中暂无金管局登记。