| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2013-05-23 | 2014-05-30 |
| Rep | 证券交易 | 2013-05-23 | 2014-05-30 | |
| RO | 期货合约交易 | 2011-09-06 | 2013-05-23 | |
| RO | 证券交易 | 2011-01-11 | 2013-05-23 | |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | RO | 证券交易 | 2006-08-24 | 2011-12-30 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | RO | 期货合约交易 | 2006-06-22 | 2011-12-30 |
| Rep | 就期货合约提供意见 | - | 2004-11-29 | |
| Rep | 提供资产管理 | - | 2004-11-29 | |
| Rep | 期货合约交易 | - | 2006-06-22 | |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 就机构融资提供意见 | - | 2004-08-03 |
| Rep | 就证券提供意见 | - | 2004-08-03 | |
| Rep | 提供资产管理 | - | 2004-08-03 | |
| Rep | 证券交易 | - | 2006-08-24 |