| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CTW SECURITIES LIMITED | Rep | 证券交易 | 2019-12-16 | 2021-03-31 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2016-08-11 | 2019-08-29 |
| Rep | 证券交易 | 2016-08-11 | 2019-08-29 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-14 | 2016-05-10 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-08-31 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-08-31 | 2016-05-10 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2009-08-31 | 2011-12-30 |