| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| 3W Fund Management Limited | RO | 提供资产管理 | 2013-06-27 | 2023-08-01 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2012-07-23 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-07-14 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2011-07-14 | 2012-07-23 |
| Rep | 证券交易 | 2011-07-14 | 2012-07-23 | |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-02-01 | 2011-04-01 |
| CCB INTERNATIONAL SECURITIES LIMITED | Rep | 证券交易 | 2009-09-09 | 2010-01-15 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 证券交易 | 2008-02-06 | 2008-12-04 |