| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INSTINET PACIFIC LIMITED | Rep | 就证券提供意见 | 2022-09-05 | - |
| Rep | 提供自动化交易服务 | 2022-09-05 | - | |
| Rep | 证券交易 | 2022-09-05 | - | |
| Liquidnet Asia Limited | Rep | 提供自动化交易服务 | 2015-09-14 | 2022-08-03 |
| Rep | 证券交易 | 2015-09-14 | 2022-08-03 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-14 | 2015-06-01 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-06-04 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2010-06-04 | 2015-06-01 |
| Rep | 证券交易 | 2010-06-04 | 2015-06-01 |