| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2018-08-27 | 2023-08-09 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2017-02-20 | 2018-05-25 |
| Rep | 期货合约交易 | 2011-09-14 | 2013-10-17 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-01-05 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2009-11-26 | 2013-10-17 |
| Rep | 证券交易 | 2007-06-18 | 2013-10-17 | |
| Central Asset Investments and Management Holdings (HK) Limited | Rep | 提供资产管理 | 2005-08-09 | 2007-04-17 |
| FORE ASIA, LIMITED | Rep | 就证券提供意见 | 2004-12-08 | 2005-05-05 |
| Rep | 提供资产管理 | 2004-12-08 | 2005-05-05 |