| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 就证券提供意见 | 2019-04-24 | - |
| Rep | 就证券提供意见 | 2017-12-05 | 2019-04-24 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | - |
| Rep | 提供自动化交易服务 | 2011-07-26 | 2015-11-30 | |
| Rep | 证券交易 | 2011-06-29 | - |