| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2013-05-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-06-27 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2011-06-27 | 2013-05-31 |
| Rep | 证券交易 | 2011-06-27 | 2013-05-31 | |
| Segantii Capital Management Limited | Rep | 提供资产管理 | 2010-04-27 | 2010-07-23 |
| Point72 Hong Kong Limited | Rep | 提供资产管理 | 2008-07-28 | 2009-12-16 |
| Morgan Stanley Asia Limited | Rep | 就证券提供意见 | 2004-01-26 | 2007-12-18 |
| Rep | 证券交易 | 2004-01-26 | 2007-12-18 |