| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | 期货合约交易 | 2014-04-01 | 2015-01-23 |
| Rep | 证券交易 | 2014-04-01 | 2015-01-23 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-14 | 2011-11-21 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-05-19 | 2011-11-21 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2009-11-26 | 2011-11-21 |
| Rep | 证券交易 | 2009-07-27 | 2011-11-21 |