| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | RO | 提供资产管理 | 2021-03-03 | - |
| Rep | 提供资产管理 | 2021-01-18 | 2021-03-03 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 期货合约交易 | 2018-02-28 | 2019-09-24 |
| RO | 证券交易 | 2018-02-28 | 2019-09-24 | |
| Rep | 期货合约交易 | 2011-09-15 | 2018-02-28 | |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-07-14 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2010-07-14 | 2018-02-28 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2010-07-14 | 2011-12-30 |