| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | 就证券提供意见 | 2018-09-11 | - |
| RO | 提供资产管理 | 2018-09-11 | - | |
| INNOVATION SECURITIES CO., LIMITED | RO | 证券交易 | 2016-02-16 | - |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2014-06-17 | 2015-04-16 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2014-06-17 | 2015-04-16 |
| Standard Chartered Securities (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-11-02 | 2014-03-06 |
| Rep | 证券交易 | 2012-11-02 | 2014-03-06 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2012-07-31 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-05-19 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2009-11-26 | 2012-07-31 |
| Rep | 证券交易 | 2006-09-07 | 2012-07-31 | |
| Rep | 就证券提供意见 | 2005-09-08 | 2006-08-31 |
已采集记录中暂无金管局登记。