| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC SECURITIES BROKERS (ASIA) LIMITED | RO | 证券交易 | 2015-03-10 | 2015-03-25 |
| Rep | 证券交易 | 2013-08-28 | 2015-03-10 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2013-05-21 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-07-28 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2011-07-28 | 2013-05-21 |
| Rep | 证券交易 | 2011-07-28 | 2013-05-21 | |
| Rep | 提供自动化交易服务 | 2009-11-26 | 2011-02-09 | |
| Rep | 证券交易 | 2008-11-20 | 2011-02-09 |