| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就期货合约提供意见 | 2022-06-27 | - |
| Rep | 就证券提供意见 | 2022-06-27 | - | |
| Rep | 提供资产管理 | 2022-06-27 | - | |
| Rep | 期货合约交易 | 2022-05-30 | - | |
| Rep | 证券交易 | 2022-05-30 | - | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2022-05-30 | - |
| SG SECURITIES (HK) LIMITED | Rep | 期货合约交易 | 2018-12-05 | 2022-04-02 |
| Rep | 证券交易 | 2018-12-05 | 2022-04-02 | |
| ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | 就证券提供意见 | 2015-09-22 | 2018-11-26 |
| Rep | 提供资产管理 | 2015-09-22 | 2018-11-26 | |
| ICBC INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2015-09-22 | 2018-11-26 |
| ICBC INTERNATIONAL SECURITIES LIMITED | Rep | 期货合约交易 | 2015-09-22 | 2018-11-26 |
| Rep | 证券交易 | 2015-09-22 | 2018-11-26 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2014-08-27 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-05-25 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2010-01-05 | 2014-05-12 |
| Rep | 证券交易 | 2007-10-15 | 2014-08-27 |
已采集记录中暂无金管局登记。