| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Marex Financial Services Hong Kong Limited | Rep | 期货合约交易 | 2019-05-08 | 2022-06-30 |
| Rep | 证券交易 | 2019-05-08 | 2022-06-30 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2019-02-12 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-07-13 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2009-07-13 | 2019-02-12 |
| PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS) | Rep | 证券交易 | 2009-07-13 | 2011-12-30 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2005-09-02 | 2009-04-21 |
| Rep | 证券交易 | 2005-09-02 | 2009-04-21 |