Personnel Hong Kong SFC License Details (ID 70556)

Personnel Hong Kong SFC License Details (ID 70556)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2011-09-15	2014-04-17
PARIBAS ASIA EQUITY LIMITED (TRADING AS PARIBAS)	Rep	证券交易	2010-08-30	2011-12-30
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2010-08-04	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	提供自动化交易服务	2010-08-04	2014-04-17
	Rep	证券交易	2010-08-04	2014-04-17
Newedge Broker Hong Kong Limited	Rep	期货合约交易	2009-07-02	2010-04-28
SG Asset Finance (Hong Kong) Limited	Rep	期货合约交易	2009-07-02	2010-04-28
	Rep	证券交易	2009-07-02	2010-04-28
DEUTSCHE SECURITIES ASIA LIMITED	Rep	证券交易	2008-02-11	2009-04-04
	Rep	期货合约交易	2008-01-25	2009-04-04
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	就期货合约提供意见	2007-08-13	2008-01-03
HSBC BROKING FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2005-08-31	2008-01-03
HSBC FUTURES (SINGAPORE) PTE LTD	Rep	期货合约交易	2005-08-31	2008-01-03