| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Infinitus Partners Asset Management Limited | Rep | 就证券提供意见 | 2021-06-10 | - |
| Rep | 提供资产管理 | 2021-06-10 | - | |
| HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | 证券交易 | 2014-10-03 | 2017-04-25 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2013-12-13 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-12-22 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2010-12-22 | 2013-12-13 |
| Rep | 证券交易 | 2010-12-22 | 2013-12-13 | |
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2007-08-28 | 2010-11-09 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | 期货合约交易 | 2007-08-28 | 2010-11-09 |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 期货合约交易 | 2007-01-10 | 2007-07-16 |
| Rep | 证券交易 | 2006-03-31 | 2007-07-16 | |
| Rep | 证券交易 | 2005-03-22 | 2005-04-22 |
已采集记录中暂无金管局登记。