| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2013-06-10 | 2014-06-26 |
| Rep | 证券交易 | 2013-06-10 | 2014-06-26 | |
| QUEST STOCKBROKERS (HK) LIMITED | Rep | 证券交易 | 2013-05-22 | 2013-05-27 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2012-11-09 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2010-10-27 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 提供自动化交易服务 | 2010-10-27 | 2012-11-09 |
| Rep | 证券交易 | 2010-10-27 | 2012-11-09 |