Wong, Timothy Tin Wai 黃天維

证监会中央编号:AFS526

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2021-11-23	-
Merrill Lynch Far East Limited	RO	证券交易	2021-11-23	-
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2019-10-08	2021-11-23
Merrill Lynch Far East Limited	Rep	期货合约交易	2019-10-08	-
	Rep	证券交易	2019-10-08	2021-11-23
Morgan Stanley Asia Limited	Rep	证券交易	2014-07-09	2019-07-09
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2014-07-09	2019-07-09
	Rep	期货合约交易	2014-07-09	2019-07-09
	Rep	证券交易	2014-07-09	2019-07-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2011-09-15	2014-04-14
	Rep	提供自动化交易服务	2009-11-26	2014-04-14
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-02-19	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	证券交易	2008-12-19	2014-04-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2006-06-08	2008-09-18
	Rep	证券交易	2004-04-15	2008-09-18
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2003-06-02	2004-04-07
MIB SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-05-06
	Rep	就证券提供意见	2003-04-01	2003-05-06
	Rep	提供资产管理	2003-04-01	2003-05-06
	Rep	证券交易	2003-04-01	2004-04-07

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2021-11-23	-
Merrill Lynch Far East Limited	RO	证券交易	2021-11-23	-
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2019-10-08	2021-11-23
Merrill Lynch Far East Limited	Rep	期货合约交易	2019-10-08	-
	Rep	证券交易	2019-10-08	2021-11-23
Morgan Stanley Asia Limited	Rep	证券交易	2014-07-09	2019-07-09
Morgan Stanley Hong Kong Securities Limited	Rep	提供自动化交易服务	2014-07-09	2019-07-09
	Rep	期货合约交易	2014-07-09	2019-07-09
	Rep	证券交易	2014-07-09	2019-07-09
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2011-09-15	2014-04-14
	Rep	提供自动化交易服务	2009-11-26	2014-04-14
BNP PARIBAS FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-02-19	2011-12-30
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	证券交易	2008-12-19	2014-04-14
DEUTSCHE SECURITIES ASIA LIMITED	Rep	期货合约交易	2006-06-08	2008-09-18
	Rep	证券交易	2004-04-15	2008-09-18
MIB FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2003-06-02	2004-04-07
MIB SECURITIES (HONG KONG) LIMITED	Rep	就机构融资提供意见	2003-04-01	2003-05-06
	Rep	就证券提供意见	2003-04-01	2003-05-06
	Rep	提供资产管理	2003-04-01	2003-05-06
	Rep	证券交易	2003-04-01	2004-04-07