| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RIME Capital Limited | RO | 提供资产管理 | 2025-04-30 | - |
| RO | 就证券提供意见 | 2024-12-03 | - | |
| RO | 证券交易 | 2024-12-03 | - | |
| Rep | 就证券提供意见 | 2024-10-25 | 2024-12-03 | |
| Rep | 证券交易 | 2024-10-25 | 2024-12-03 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2023-10-26 | 2024-07-12 |
| Rep | 证券交易 | 2023-10-26 | 2024-07-12 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | 就证券提供意见 | 2023-03-09 | 2023-05-07 |
| RO | 证券交易 | 2023-03-09 | 2023-05-07 | |
| Rep | 就证券提供意见 | 2022-11-25 | 2023-03-09 | |
| Rep | 证券交易 | 2022-11-25 | 2023-03-09 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 期货合约交易 | 2011-09-15 | 2013-10-01 |
| BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2011-01-11 | 2011-12-30 |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 证券交易 | 2011-01-11 | 2013-10-01 |
已采集记录中暂无金管局登记。