| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | 就证券提供意见 | 2010-04-12 | 2013-04-10 |
| Rep | 提供资产管理 | 2010-04-12 | 2013-04-10 | |
| Rep | 证券交易 | 2010-04-12 | 2013-04-10 | |
| BNP PARIBAS DEALING SERVICES ASIA LIMITED | Rep | 证券交易 | 2006-12-19 | 2010-11-08 |
| Rep | 就证券提供意见 | 2006-12-04 | 2010-07-02 | |
| Rep | 提供资产管理 | 2006-12-04 | 2010-07-02 | |
| UBS Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2005-05-26 | 2006-10-18 |
| Rep | 提供资产管理 | 2005-05-26 | 2006-10-18 | |
| STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2004-10-19 |
| Rep | 就期货合约提供意见 | - | 2005-05-06 | |
| Rep | 就证券提供意见 | - | 2005-05-06 | |
| Rep | 提供资产管理 | - | 2005-05-06 |