| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BNP PARIBAS SECURITIES (ASIA) LIMITED | RO | 提供自动化交易服务 | 2009-10-15 | 2015-11-30 |
| RO | 就证券提供意见 | 2006-09-19 | 2018-06-30 | |
| RO | 证券交易 | 2006-09-19 | 2018-06-30 | |
| Rep | 证券交易 | 2005-08-22 | 2006-09-19 | |
| SG Asset Finance (Hong Kong) Limited | RO | 期货合约交易 | 2003-10-02 | 2005-07-30 |
| CREDIT AGRICOLE INDOSUEZ CHEUVREUX SECURITIES (HONG KONG) LIMITED | RO | 证券交易 | - | 2003-09-30 |
| Newedge Broker Hong Kong Limited | RO | 提供自动化交易服务 | - | 2003-07-09 |
| RO | 期货合约交易 | - | 2005-07-30 | |
| SG Asset Finance (Hong Kong) Limited | RO | 提供自动化交易服务 | - | 2003-07-09 |
| RO | 证券交易 | - | 2005-07-30 |